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Your role
Are you interested in separately managed accounts, registered funds or alternative investments, like hedge funds or real assets? Or some or all of them? Do you know the Investment Advisers Act, the Investment Company Act, the Commodity Exchange Act and/or the Securities Exchange Act? Maybe you are familiar with operational risk control? Would you enjoy providing guidance and advice to the business, designing and running controls, interpreting and implementing regulatory change, conducting testing, surveillance and monitoring reviews, and challenging the status quo? Are you collegial, control minded, diligent and a rigorous thinker?
We are looking for an Asset Management compliance and operational risk control officer to:
Detailed salary information:
The expected salary range(s) for this role as of the date of this posting is/are based on factors including, but not limited to, experience, qualifications, education, location and skill level. This role may also be eligible for discretionary incentive compensation. For benefits information, please visit ubs.com/usbenefits.
Your team
You’ll be working with the UBS Asset Management-aligned Compliance and Operational Risk Control (C&ORC) team in New York, Chicago, Stamford, Raleigh or Weehawken. We support UBS Asset Management’s businesses in the Americas by partnering with them to effectively manage compliance and operational risk in an environment of increased scrutiny and constructive rigorous challenge. Our duties include implementing the Compliance and Operational Risk Framework of UBS’ global AM Division and UBS Americas’ Combined US Operations, and ensuring compliance and operational risks are identified, properly assessed, recorded and managed. You’ll play an important role in helping us develop risk mitigating measures, controls and adequate remediation plans. You’ll also collaborate with colleagues across the globe to ensure that best practices are shared and applied as needed.
Your expertise
About us
UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..
We have a presence in all major financial centers in more than 50 countries.
Join us
At UBS, we know that it’s our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.
We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.
Contact Details
UBS Business Solutions SA
UBS Recruiting
Disclaimer / Policy statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
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